David C. Neff, CFP®, CRPS®, AIF®

David C. Neff, CFP®, CRPS®, AIF®

Financial Advisor

David is a CERTIFIED FINANCIAL PLANNER® practitioner, CHARTERED RETIREMENT PLAN SPECIALIST®, Accredited Investment Fiduciary ®, Registered Securities Principal and Registered Municipal Principal. He is also a licensed life and disability insurance agent, a Registered Representative with Purshe Kaplan Sterling Investments, and an Investment Advisor Representative with CLG LLC, d/b/a Legacy Financial. Purshe, Kaplan, Sterling Investments is a full-service Broker/Dealer, member FINRA/SIPC. CLG LLC is a Registered Investment Advisor, providing financial planning, investment advice and brokerage services. Purshe Kaplan Sterling Investments and CLG LLC d/b/a Legacy Financial are not affiliated companies. CA Insurance License #0C00462.

David entered the financial services industry in 1996 and built a clientele comprised of professionals and small business owners. In his practice, emphasis is placed on providing the education and information clients need to make intelligent investment decisions. He collaborates closely with each individual, helping clients work towards their financial goals. David has built a solid reputation by providing quality service and always putting his clients’ interests first.

David’s work ethics are based on seven principles, which are: Integrity, Objectivity, Competence, Fairness, Confidentiality, Professionalism and Diligence. His services extend beyond investments into retirement, life insurance, estate planning and college planning. 

He is a member of the Financial Planning Association and the Financial Services Institute. He continues to further his education through classes and seminars to increase the value he brings to his clients. David offers both fee-based and commission-based financial planning, whichever is best for the client.

As a Christian, David believes he should serve his clients as though he is serving the Lord.